application form

DOAJ’s Basic criteria – updated and rewritten in plain English

We are rewriting our website in plain English so that it is easy for our users, especially publishers, to understand what is required for a good quality and complete application.

These are first steps to us:

  1. becoming even more open and transparent;
  2. offering a greatly improved user experience for a new application form; 
  3. starting a localisation project to offer elements of the website in languages other than English.

Today the basic criteria are mixed with the advanced criteria on a very wordy page and in our application form. It is hard to tell which is which. The advanced criteria are only required for a journal wishing to get the DOAJ Seal.

This leads many to believe that a journal has to have the Seal to be indexed in DOAJ. This is not true.

So here are our basic criteria – rewritten, updated and offered in simple, clear language. These will soon be available on our website as part of our new ‘Guide to applying’.

Let us know what you think.

The type of journal that can apply

Open access journals published in any language may apply.

  • The journal must be actively publishing scholarly research
    • All research subject areas are accepted
    • Should publish at least 5 research articles per year 
  • The primary target audience should be researchers or practitioners

The type of open access

  • DOAJ only accepts open access journals. 
  • We define these as journals where the copyright holder of a scholarly work grants usage rights to others using an open license (Creative Commons or equivalent) allowing for immediate free access to the work and permitting any user to read, download, copy, distribute, print, search, or link to the full texts of articles, crawl them for indexing, pass them as data to software, or use them for any other lawful purpose.
  • The journal must display an open access statement indicating that it fulfils the DOAJ definition of open access.
  • The full text of all content must be available for free and open access without delay
    • No embargo period
    • Requiring users to register to read content is not accepted
    • A charge for the print version of a journal is permitted

The journal website

  • The journal must have its own dedicated URL and homepage that is accessible from any location
  • The website must be clear and easy to navigate
  • The journal  should adhere to the guidelines described in the Principles of Transparency and Best Practice in Scholarly Publishing
  • Each article must be available as an individual, full-text article
    • one unique URL per article
    • HTML or PDF, as a minimum

The following information must be available online, and easily accessible from the journal homepage: 

  • Open access policy
  • Aims and scope
  • Editorial board (including institutional affiliations of all members)
  • Instructions for authors
  • Editorial process (peer review)
  • Licensing terms
  • Copyright terms
  • Author charges
    • If a journal doesn’t have any charges then this must be stated
    • Must include all fees that may be charged to the author, from submission to publication, including:
      • submission fees
      • editorial processing charges
      • article processing charges (APCs)
      • page charges
      • colour charges
  • Contact details
    • The contact details must include a real name and the journal’s dedicated email address
    • The country in the application and on the journal website must be the country where the publisher is registered and carries out its business activities

ISSN

  • A journal must have at least one ISSN (International Standard Serial Number) which is registered and confirmed at issn.org.
  • The ISSN(s) must be displayed on the website.
  • The name of the journal in the application and on the website must match what is shown at issn.org.

Editorial process

  • A journal must have an editor and an editorial board. 
    • The editorial board must be listed on the website.
    • The name and affiliation of all editors and board members must be included.
    • If the journal is run by a student body, it must have an advisory board of which at least two members have a PhD or equivalent.
  • All articles must pass through a quality control system (peer review) before publication.
    • The type and details of the peer review process must be stated clearly on the website.

Licensing

  • The licensing terms for use and re-use of the published content must be clearly stated on the website.
  • DOAJ recommends the use of Creative Commons licenses for this purpose. 
  • If Creative Commons licensing is not used, similar terms and conditions should be applied.
    • Extra care must be taken to state these terms clearly. 

Copyright

  • The copyright terms applied to the published content must be clearly stated and separate from the copyright terms applied to the website.
  • Copyright terms must not contradict the licensing terms or the terms of the open access policy.
    • “All rights reserved” is never appropriate for open access content.

Footnote

Applications that contain information that is inaccurate or wrong, or that have answers missing, are automatically rejected.

Journals that are rejected must wait 6 months from the date of rejection before applying again unless otherwise advised by DOAJ.

Provisional ISSNs versus confirmed ISSNs

At DOAJ, we insist that the ISSN for your journal is fully registered and confirmed at the time you submit an application to us. DOAJ does not allow provisional ISSNs. Applications which contain provisional ISSNs are rejected without review.

According to the ISSN International Centre in Paris, a provisional ISSN is assigned to a journal by the local national ISSN centre. An application for an ISSN can be submitted up to three months before the journal is launched.

The national ISSN centre is then responsible for sending the details of the new ISSN to the International Centre. The International Centre then registers the ISSN in their database as which point the ISSN has the status registered but not yet confirmed, that is to say, “provisional”.

A provisional ISSN becomes fully confirmed when the publisher informs their national ISSN centre that the resource has published two issues that contain at least five articles. (Each national centre has the right to adapt this and add restrictions to this requirement.)* The national centre then sends additional information to the International Centre to complete the basic record. Only then, will the record appear in the ISSN Portal as confirmed.

It is important that, before you submit your application to DOAJ, you check the ISSN Portal, and make sure that the ISSN(s) for your journal(s) is confirmed and that the title(s) match what you have on your site and in your application form.

*Corrected to add detail – thanks to Ammad Zafar for contacting us.

Our application form is changing

The current application form is now 6 years’ old. It is very long. It needs an upgrade in terms of functionality and its content needs a review. A new form will go live in Q2 2020.

The editorial team and our UX designer have carefully reviewed each question using the following criteria:

  1. Is the question needed to determine a journal’s inclusion in DOAJ?
  2. Does the question text ask exactly what we mean to ask?
  3. Does the question’s functionality allow for the correct answers to be collected?
  4. Is the question redundant after the functional upgrade?
  5. Can the question text be reduced, simplified, made clearer in the context of the new UI?

The editorial team then considered if other questions needed to be added to the form. We will be adding three new questions, (none of which are part of the Basic Criteria for inclusion):

  • the country of the society/institution;
  • whether the journal allows for ORCID integration; and
  • whether the journals’ references adhere to the I4OC standards.

At this point, I’d like to underline two Very Important Things:

  1. Our form is changing, not our criteria. Some of the questions labelled for removal are outdated; for some of them, we check the information anyway so don’t need to ask for it on the form.
  2. Any additional changes that may be required for Plan S certification have no bearing on this work.

Once the new form goes live, journals will be encouraged to update their information with us as soon as possible.

From the form as it is today, the questions that are suggested for removal are:

Question number Question text
8 Platform, Host or Aggregator
9* Name of contact for this journal
10* Contact’s email address
11* Confirm contact’s email address
19 Amount (submission charges)
20 Currency (submission charges)
21 How many research and review articles did the journal publish in the last calendar year?
22 Enter the URL where this information can be found
27 Does the journal allow software/spiders to automatically crawl the journal content (also known as text mining)?
29 Does the journal provide, or intend to provide, article-level metadata to DOAJ?
30 Does the journal provide article download statistics?
31 Enter the URL where this information can be found
32 What was the first calendar year in which a complete volume of the journal provided online Open Access content to the Full Text of all articles? (Full Text may be provided as PDFs. Does not apply for new journals.)
33 Please indicate which formats of the full text are available
54** Will the journal allow the author(s) to retain publishing rights without restrictions?
55 Enter the URL where this information can be found
56* Your name (Applicant)
57* Your email address (Applicant)
58* Confirm your email address (Applicant)

*All applicants will need to sign in or register before they can submit an application, therefore these 6 questions become redundant.

**This question is being merged with the one before it and re-worded to: ‘Does the author(s) or their institution retain both full, unrestricted copyright and publishing rights?’

Once the new form goes live, the specific answers for those questions being removed will no longer be available to download.

We welcome the community’s feedback on these changes and look forward to discussing them with you.

2019 in review and what’s coming in 2020

It’s a new year and a new decade. This year, DOAJ turns 17 and much like a teenager, we have seen a major growth spurt over the last 4 years, peaking at a total of 14.25 million unique users at the end of 2019. 2020 will see further transformation into a maturer, more rounded service.

A chart showing the growth of DOAJ from 2015 to 2019 in millions of unique users

Usage of DOAJ, 2015 to 2019 (Source: Google Analytics)

2019

2019 was another busy year, focussed on preparing DOAJ for adulthood. We added muscle to the bones by increasing our capacity in the platform and in our editorial team and thereby increasing our throughput. Never before has DOAJ been such a lean operation on such a large scale.

Much of the process to get to where we are today was written about in September, in a guest post by Richard Jones from Cottage Labs, so I’m just focussing on the last quarter here.

Since October 2019, we updated the DOAJ search interface–a program called Edges–and upgraded to Python 3. We extended our automated testing scripts and fixed a variety of bugs or discrepancies which they subsequently uncovered.

I am pleased to say that these pieces of work have been so successful that in 2019 we had 99.999% uptime, a huge improvement on previous years.

On the front end, we added more translations of the COPE/DOAJ/OASPA/WAME co-authored Principles of Transparency and Best Practice in Scholarly Publishing which is now available in 20 different languages. We cleaned up our articles database by removing many old, malformed or duplicated entries.

We also improved our crawler which is pointed at Europe PMC’s API and added 13,200 PLoS articles which were missing from the database.

The start of the redesign project saw us focussing our efforts on design research:

  • getting in touch with users
  • doing exhaustive inventories of our content and information architecture
  • understanding DOAJ’s offers and services on a deeper level
  • setting realistic goals and metrics for the website’s design
  • benchmarking / looking at how other open access orgs and not-for-profits present themselves
  • finding visual inspiration from external sources / moodboarding
  • setting ourselves up for a more modular design mindset to facilitate development of new services on DOAJ.org

We also inaugurated our Advisory Board and Council.

2020

During the first quarter of 2020, the following pieces of work will be released live to the site:

  • Some additional language codes will be added to our XSD file.
  • A Spam reCAPTCHA module is being added to the feedback form.
  • The form for publishers to manually provide article metadata to us is getting an overhaul.
  • The addition of Crossref XML compatibility so publishers can send us Crossref XML if they wish.
  • A reconstructed, redesigned application form with improved functionality and usability.

Away from the platform, we are extending our partner program, after what is proving to be a successful pilot project with our friends at TSV in Finland.  More projects like this will result in an increase in the number of journals indexed in DOAJ, the goal of the work we wrote about when we reached our first SCOSS funding target in May 2019.

The aim of these projects is to:

  • Maintain the recency and relevancy of the database by targetting specific journals which are not yet indexed in DOAJ
  • Recruit back into DOAJ as many of the 2850 journals as possible which we removed during the Reapplication Project,
  • Increase our coverage of journals from the Arts, Social Sciences and Humanities.
  • Increase our coverage of non-English language journals.
  • Increase our coverage of journals from specific subject areas.

DOAJ will also continue its work with its partner program Think.Check.Submit which is developing it tools and resources.

If you have any questions about any of this work, do please leave a comment!

I wish all our readers a happy and healthy 2020.

Guest post: a technical update from our development team

This is a guest post by Richard Jones, founding partner of Cottage Labs and member of the DOAJ team. Cottage Labs has hosted, developed and managed the DOAJ platform since December 2013 and is responsible for keeping DOAJ available to the vast number of individuals using DOAJ every day.

To the public, it may seem that not a lot has changed at doaj.org for the past year or so but in the background, a lot of work has been going on to prepare for some major improvements.

January – August 2019

During this period, our technical focus has been on 3 major areas: the Application Form; the editorial workflow system, which underpins the application process; and the User Interface (UI). In addition, we have been carrying out the final bits of work to improve the stability and scalability of the system, with the net result that in those 8 months there was only 3 minutes of unscheduled down-time.

The team measures its throughput via the number of issues that are successfully dealt with per month in our GitHub issue tracker. On average we’re handling 20-25 issues per month, some of which are support questions. These questions come from a variety of sources including DOAJ team members, end users, or from technical users of the API and other machine interfaces.

We’ve also been working with a new performance monitor to identify bugs, and for the first time we are able to detect issues with the system that go unreported or even unnoticed by end users.

Here are some of the minor improvements we’ve made:

  • Improved API documentation
  • Further GDPR compliance: cookie consent banner; marketing opt in/out preferences for users; and anonymisation of data used in testing and development
  • Data about articles in the Journal CSV file
  • A preliminary overhaul of the site’s layout template and CSS, in preparation for a much larger UI upgrade next year.

Here are some major bits of work that we have carried out:

  • Enhancements to our historical data management system. We track all changes to the body of publicly available objects (Journals and Articles) and we have a better process for handling that.
  • Introduced a more advanced testing framework for the source code. As DOAJ gains more features, the code becomes larger and more complex. To ensure that it is properly tested for before going into production, we have started to use parameterised testing on the core components. This allows us to carry out broader and deeper testing to ensure the system is defect free.
  • A weekly data dump of the entire public dataset (Journals and Articles) which is freely downloadable.
  • A major data cleanup on articles: a few tens of thousands of duplicates, from historical data or sneaking in through validation loopholes, were identified and removed. We closed the loopholes and cleaned up the data.
  • A complete new hardware infrastructure, using Cloudflare. This resulted in the significant increase in stability mentioned above and allows us to cope with our growing data set (increasing at a rate of around 750,000 records per year at this point).

And here are some projects we have been working on which you will see come into effect over the next few weeks:

  • A completely new search front-end. It looks very similar to the old one, but with some major improvements under-the-hood (more powerful, more responsive, more accessible), and gives us the capability to build better, cooler interfaces in the future.
  • Support for Crossref XML as an article upload format. In the future this may also be extended to the API and we may also integrate directly with Crossref to harvest articles for you. We support the current Crossref schema (4.7) and we will be supporting new versions as they come along.

Finally, we welcomed a new developer to our team, Aga, who joined Cottage Labs and the DOAJ team in July of this year.

Taking a longer view, developments coming down the pipe in the next 6-8 months or so are:

  • A major overhaul to the UI, following extensive design and user experience work by DOAJ’s UX consultant.
  • A lot of work on the editorial back-end (so you might not notice much change on the public side) to improve the throughput and usability of the system for the editors and administrators.
  • A new, revamped application form, which will be easier to use and offer you better support in applying to DOAJ or updating your existing Journals.

If you have any questions or would like more detail on anything you have read here, do please contact us or leave a comment here.

‘Indexed in DOAJ’ versus ‘the DOAJ Seal’

I need to clarify what being indexed in DOAJ means and how the Seal is related to that, and how the reapplication process works.

There is a common misunderstanding that only journals that get the Seal are “indexed in DOAJ”, that only Seal journals are quality, peer reviewed open access journals. This is incorrect. ALL journals in DOAJ have been approved as quality, peer reviewed open access journals. The whole DOAJ list is the approved, community-curated list of reputable journals!

  1. What ‘Indexed in DOAJ’ means
    Being indexed in DOAJ means that a journal has passed up to 4 stages of independent and objective, manual review. It means that the journal has been investigated by our Editorial team who have researched whether or not the journal/publisher does what they claim to do on the journal site and in their (re)application to us. During the investigation, the DOAJ editors go through the pages on a journal’s site to make sure that all the information presented to a user is easy to find, clearly and accurately presented and easy to understand. The editorial board is investigated, and sometimes members of the board are contacted and their institutional connections verified, their work on the board is confirmed and which other boards that member sits on. Being indexed in DOAJ means that the journal adheres to high levels of quality of its publishing services and services to authors and users, including: peer review, licensing terms, a strong open access statement, a fully functional editorial board and more. Being indexed in DOAJ means that the journal is a good open access journal, a trusted open access journal.
  2. The reapplication process
    DOAJ upgraded its requirements for journals to get into DOAJ. The upgrade, which covered all new applications, was made live in March 2014. This meant that there were about 9000 journals already in DOAJ—accepted into DOAJ between 2003 and 2013—that had been accepted under less stringent requirements. We require that every one of them upgrades their information with us. To make it easier for users to see which journals have been accepted under the new criteria we added a green tick next to them. Journals without a tick next to them still have to be reviewed against the new criteria. Note however that even journals that have no tick against them have been manually reviewed and accepted into DOAJ as being reputable.If a journal is in DOAJ, it is on the list of approved and reputable journals.
  3. The DOAJ Seal
    The DOAJ Seal, think of it like this: journals that have the Seal are journals that adhere to outstanding best practice; journals that don’t have the Seal are good, trusted journals adhering to best practice. The Seal has been allocated to a handful of journals accepted into DOAJ since 2014. Journals that are awarded the Seal have answered ‘Yes’ to 7 questions that DOAJ has chosen specifically as indicators of an extra high and clear commitment to open access best practices, of extra high levels of commitment to publishing technologies, and the most ‘open’ form of open access. Importantly, the journals that DO NOT have the Seal still adhere to high levels of quality required for indexing in the DOAJ, especially those journals that have a green tick. No Seal DOES NOT mean low quality, non peer reviewed, questionable, ‘dodgy’, ‘scammy’.

I hope that this helps. DOAJ spends all of its time improving information on reliability, trustworthiness and accuracy. DOAJ also spends a lot of time ensuring that questionable journals do NOT get into the directory. DOAJ is already doing that work for you so that you can be exactly sure what levels of service you can expect when you choose a journal to submit to, to recommend to faculty, to read research in.

As ever, if you have any questions, leave a comment or get in touch!

Updates to DOAJ will be switched off while we upgrade the site

Earlier this month I wrote about the twelve developments that we were working on. These are now ready to be released to the live site this week and we will be making the upgrade between Tuesday (21st April) evening and Wednesday (22nd April) morning British Summer Time (GMT+1). During this time, we will switch off all parts of the site that allow new data to be submitted to us:

  • the application form
  • the form for adding article metadata
  • the XML upload page for uploading article metadata
  • the CSV upload page for submitting bulk reapplications
  • the reapplication form

All other aspects of the site will continue to function as normal. We expect a full service to be reinstated by Wednesday 12 noon BST. I will post further updates here.

Get involved and volunteer for DOAJ

We are always looking for ‪‎volunteers‬ to help us review the applications for journals wishing to be indexed in ‪‎DOAJ‬. We have well over 100 people, from all over the world, helping us already. It’s a growing and exciting network to be part of and the work being done directly contributes to the quality of peer-review, open access publishing. Are you interested in joining us?

How much work is it?
We ask our volunteers to give us 4 or 5 hours of their time per week but you are left to manage your own schedule.

Who should volunteer?
Anyone who has knowledge and enthusiasm for academic journals, scholarly publishing, ‪‎open access‬, electronic publishing, librarianship, digital preservation. We particularly welcome ‪librarians‬, information studies professionals and students, PhD students, researchers and people affiliated with research institutions. The important thing is that you understand some of the mechanics, principles and politics behind open access and scholarly publishing.

We are always looking for people who have an excellent grasp of English as a first, second or third language.

If you can speak the following languages, with English, we would love to hear from you:

‪‎Arabic (العربية)
Bulgarian‬ (български)
‪Chinese‬ (中文)
‪Czech‬ (česky)
‪Farsi‬ (فارسی)
‪French‬ (français)
German (deutsch)
‪Hungarian‬ (magyar)
‪Indonesian‬ (Indonesia)
‪Macedonian‬ (македонски)
‪Polish‬ (Polski)
‪Portuguese‬ (Português)
Romanian (român)
‪Russian‬ (Русский)
‪Serbo‬-Croatian
‪Slovak‬ (slovenský)
‪Slovenian‬ (slovensko)
‪Spanish‬ (Español)
‪Turkish‬ (Türkçe)

How do I apply?
If you have any questions, contact me here or email feedback@doaj.org

DOAJ is raising the quality bar for open access: SPARC blog post

DOAJ’s managing director, Lars Bjørnshauge, has been interviewed by SPARC about DOAJ’s enhanced application form and raising the quality bar in open access publishing. The post, published today, highlights how effectively the new form is providing a much-needed filter against questionable, unethical and non-transparent publishing practices.  Combined with OASPA’s efforts, the form is an important tool for fighting  “the scholarly community’s legitimate concerns over the quality of Open Access journals” said Heather Joseph, Executive Director of SPARC. “The actions that the DOAJ are taking… provide an important new safeguard, and helps raise the quality bar.”

Of course, we are delighted to hear that our efforts over the past two years are bearing fruit. With financial support from the community, via sponsorships and donations, we have worked hard to implement the new form and its comprehensive administration system that our volunteers use to review the applications. We are also helping publishers improve their practices, helping them understand how their operations can be more “professional, ethical, and transparent”.

DOAJ will not be resting on its laurels quite yet though as there is still much left to do. DOAJ is currently inviting 99% of all the journals indexed in it to reapply. It is anticipated that this process take the rest of this year to complete, progress of course depending on how fast publishers return their reapplications to us. The review work requires a large amount of manpower so we are seeking further financial contributions to help us speed up the process and more volunteers who know Turkish, Indonesian, Farsi, Spanish and Portuguese.

If you or your institutions would like to donate, you can do so here: http://doaj.org/supportDoaj. If you know anyone who might like to volunteer a few hours of their time reviewing applications with us, please show them this post.

Onwards!

Update on our reapplication process

I just read a great post in the Digital Commons’ DC Telegraph which has prompted me to write a little update of where we are with the reapplication process that we have been speaking about—that is, the process where all existing journals in DOAJ have to reapply to stay indexed.

As happens with some development projects, the launch of the functionality that will handle all the reapplications had to be moved out from our original estimated date. We’re sorry for the delay. The good news is that we are in testing now and, if all goes to plan, should be ready to release the functionality in December. If testing throws up some serious flaws in our developments then we may have to wait until January 2015. Either way, we are almost there.

As mentioned in the DC Telegraph, and in Nina Rose’s post on L.J. eds., we will be emailing all publishers as soon as we are ready so if you haven’t heard from us yet, that’s OK. We will also be publishing an announcement here, on Twitter, Facebook, Google+, LinkedIn AND every publisher that logs into their account will see a blue ‘sticky note’ across the top of their account letting them know that they have reapplications to make.

Sample sticky note

The sticky note appears in your Publishers’ Area once you have logged in.

As always, get in touch if you have questions.