Advice and best practice

El DOAJ, independencia y la importancia de la imparcialidad

El DOAJ recibe regularmente preguntas y, a veces, quejas de bibliotecas, consorcios de bibliotecas y otras instituciones académicas sobre el papel que desempeñan en el DOAJ las editoriales académicas tradicionales. Un error común es que el DOAJ es propiedad de estas organizaciones, o está totalmente subvencionado por ellas, y que el DOAJ sólo beneficia a estas organizaciones. Si usted mirara la página de inicio del DOAJ hace dos años, podríamos entender esta suposición: casi todos nuestros patrocinadores eran editoriales y estaban en nuestra página de inicio. Parecía que el DOAJ era propiedad de estas editoriales.

(Evitar esa idea errónea es también la razón por la cual el DOAJ es muy cuidadoso sobre con quién se asocia). Las organizaciones con las que nos asociamos deben compartir los mismos valores que el DOAJ, tener la misma visión y al menos tener la intención de proporcionar servicios a la comunidad. El DOAJ se enorgullece de asociarse con organizaciones como Redalyc, SciELO, ISSN y COPE.

La suposición de que el DOAJ es propiedad de las editoriales o está totalmente subvencionado por ellas es, por supuesto, incorrecta. Las editoriales desempeñan un importante papel financiero en el apoyo de los servicios que el DOAJ proporciona a todas las partes interesadas. Algunas editoriales nos donan un patrocinio anual; algunas de ellas son miembros de DOAJ como editorial. Estas contribuciones permiten al DOAJ proporcionar servicios continuos, y mejoras a estos servicios. En 2017, las contribuciones de las editoriales representaban el 40% de los ingresos, mientras que las contribuciones de las instituciones del sector público representaban el resto (60%). En 2018, los ingresos de las instituciones del sector público representarán el 70%. Todas las contribuciones al DOAJ son voluntarias; todos los servicios proporcionados por el DOAJ, incluyendo la evaluación de revistas, son gratuitos.

El DOAJ es útil para bibliotecarios, para editores, para investigadores, para estudiantes, para propietarios de revistas, para todos. Más del 50% de nuestro consejo asesor proviene de la comunidad de bibliotecas y consorcios. El DOAJ es global y no está atado a fronteras geográficas. Somos una organización virtual que emplea a personas de todo el mundo y que cuenta con nuestros propios embajadores que fomentan las mejores prácticas en sus territorios de origen. El DOAJ es 100% independiente. El DOAJ es 100% imparcial. La compañía holding del DOAJ, IS4OA C.I.C., está registrada de una manera que hace imposible que el DOAJ sea comprado, adquirido o vendido.

La imparcialidad juega un papel importante en el progreso que el DOAJ ha hecho en los últimos 5 años y el equipo del DOAJ trabaja duro para asegurar que la imparcialidad sea lo más importante en todo lo que hacemos. Esta es una de las razones por las que el DOAJ se adhiere y alienta a otros a adherirse a la transparencia y las buenas prácticas; mejores prácticas que se desarrollan, adoptan y reconocen a nivel internacional. También reconocemos que la aplicación de estas normas y el funcionamiento dentro de ellas puede ser un reto, por lo que tenemos que mantener cierta flexibilidad. Un buen ejemplo sería la concesión de licencias.

licensing

Ejemplo de información sobre licencias de una revista capturada en DOAJ.

A veces nos preguntan: ¿por qué el DOAJ acepta las licencias más restrictivas cuando la definción BOAI (definición a la que el DOAJ se adhiere como uno de sus principios) es muy clara sobre lo que significa “abierto”?

Cuando el DOAJ elaboró su formulario de solicitud ampliado en 2013, vimos muy claro que el DOAJ tenía que aceptar las 6 variaciones de las licencias CCBY, con sus distintos grados de apertura para asegurarnos que el mayor número posible de revistas pudieran solicitar el ingreso en el DOAJ. Al usuario típico del DOAJ se le deben presentar opciones y se le debe permitir tomar una decisión informada basada en la información que mostramos sobre las políticas de licencias y derechos de autor de una revista.

Sin embargo, el DOAJ considera el uso de las licencias CC, en particular el uso de las licencias más abiertas, como una de las mejores prácticas y las promueve como uno de los criterios para el Sello DOAJ.

En 2017 el DOAJ fue el noveno en una lista mundial de plataformas que apoyan el uso de licencias Creative Commons. Creemos que esto es el resultado directo de nuestra preferencia por las licencias CC y la influencia del Sello DOAJ.

Para que una iniciativa como el DOAJ funcione, debe seguir siendo lo más relevante posible en todo el mundo. Debe seguir siendo imparcial e independiente.

 

DOAJ, Independence and the Importance of Impartiality

DOAJ receives regularly questions and, sometimes, complaints from libraries, library consortia and other academic institutions about the role which publishers—by “publishers” I mean the traditional publishing organisations in academic publishing—play in DOAJ. A common misconception is that DOAJ is owned by, or wholly subsidised by these organisations and that DOAJ is only of benefit to these organisations. If you looked at the DOAJ homepage two years ago, you’d be forgiven for making that assumption: nearly all of our sponsors were publishing organisations and they were all on our homepage. It looked like DOAJ was owned by publishers.

(Avoiding that misconception is also why DOAJ is very careful about who it goes into partnership with. The organisations we partner with must share the same values as DOAJ, have the same vision and at least be intent on providing services to the community. DOAJ is proud to call organisations like Redalyc, SciELO, ISSN and COPE partners.)

The assumption that DOAJ is owned by, or wholly subsidised by publishers is of course incorrect. Publishers play an important financial role in supporting the services which DOAJ provides to all stakeholders. Some publishers donate an annual sponsorship to us; some of them are publisher members. These contributions enable DOAJ to provide continuous services, and improvements to these services, for everyone but any direct influence on DOAJ stops there. In 2017 contributions from publishers accounted for 40% of the income, whereas contributions from public sector institutions accounted for the rest (60%). In 2018 income from public sector institutions will account for 70%. All contributions to DOAJ are made voluntarily; all services provided by DOAJ, including the evaluation of journals, are free.

DOAJ is for librarians, for publishers, for researchers, for students, for journal owners, for everyone. More than 50% of our advisory board is from the library and consortia community. DOAJ is global and isn’t tied down to geographic borders. We are a virtual organisation, employing people from all over the world and with our own Ambassadors encouraging best practice in their home territories. DOAJ is 100% independent. DOAJ is 100% impartial. DOAJ’s holding company, IS4OA C.I.C., is registered in a way that makes it impossible for DOAJ to be purchased, acquired or sold.

Impartiality plays a huge role in the progress that DOAJ has made over the last 5 years and the DOAJ Team works hard to ensure that impartiality is foremost in everything we do. This is one of the reasons that DOAJ adheres to, and encourages other to adhere to, transparency, best practice and standards; best practices and standards which are internationally grown, adopted and recognised. We also recognise that applying those standards and operating within them can be challenging so we have to retain a certain amount of flexibility. A good example here would be licensing.

licensing

Example of the licensing information captured by DOAJ about a journal’s policies.

People often ask: why does DOAJ accept some of the more closed licenses when the BOAI definition [that DOAJ follows as a principle] is clear about what open means? When DOAJ put together its extended application form in 2013, it was clear that DOAJ needed to allow 6 variations on the CC BY license, with varying degrees of openness, to ensure that as many titles as possible could apply to be indexed. The typical DOAJ user should be presented with options and they should be allowed to make an informed choice based on the information we display about a journal’s licensing and copyright policies. However, DOAJ considers the use of CC licenses, particularly use of the most open licenses, as Best Practice and we promote that as one of the criteria for the DOAJ Seal.

In 2017 DOAJ was 9th in a worldwide list of platforms supporting the use of Creative Commons licenses. We believe this to be a direct result of our  preference for CC licenses and the influence of the DOAJ Seal.

For an initiative like DOAJ to work, it must remain as relevant as possible around the world. It must remain impartial and it must remain independent.

’10 web design features that are now browser history’ – or, at least, they should be.

A great blog post from the summer, published on the DataSalon blog and written by Jon Monday, caught our attention recently. Written in celebration of 25 years of the World Wide Web, the blog post looks ‘back on some design features from the early days of the Web’ which have been consigned to “browser history”.

Or at least they should have been.

At DOAJ, we review hundreds of journal applications every month from all corners of the globe, covering every topic imaginable. The applications themselves are always of varying degrees of quality and, sadly, so are the websites they refer to. From mid-December 2017 to mid-September 2018, our Triage function rejected without review 1754 poorly completed applications! Many of the reasons for rejection without review refer directly to a poorly constructed, poorly signposted website.

At least 6 of the items in Jon’s post are still seen by the DOAJ Team on a regular basis: hit counters; guestbooks; blinking text; scrolling text; animated gifs; and under constructions signs. So saying that they have been consigned forever to the bin may not be completely accurate but it certainly is wishful thinking on our part!

Learn about DOAJ and Open Access Best Practices

We are very glad to announce the launch of a series of educational videos. This first playlist is an introductory course created by the DOAJ Team itself to assist publishers, librarians, researchers and authors understand those standards and what an entry in DOAJ means.

Our goal is to continue developing our YouTube channel in order to create a comprehensive educational programme. Stay tuned and let us know your preferred topics!

The Long-Term Preservation of Open Access Journals

The long term preservation of open access journals is one of the 7 criteria for the DOAJ Seal because DOAJ believes that it is an extremely important business process which a publisher of academic content should commit to. This couldn’t be more applicable than in the Global South where financial support and rigorous standards around journal publishing aren’t always available and, sadly, journals tend to just disappear from the Internet without warning. This is a huge problem for the academic footprint of the Global South, not to mention the hundreds of authors whose published papers just aren’t online any more and cannot be retrieved or ever cited.

When DOAJ established its criteria for the Seal in 2014, we were conscious that anything with a cost associated with it effectively put up a barrier to those low income or financially unstable journals to getting the Seal. DOAJ is committed to smooth that path as much as possible. In 2013, DOAJ announced a working agreement with CLOCKSS, one of the archives included on our application form, to seek out funding for a joint project which would get as many of DOAJ’s long-tail of single journals archived and preserved as possible. Unfortunately, those plans didn’t come to fruition and since then, the archiving and digital preservation landscape has changed somewhat.

What remains to be done is clear however: we must help ALL journals get into an archiving and digital preservation program and therefore I am delighted to welcome this guest post by Craig Van Dyck, the Executive Director of the CLOCKSS Archive.

Thanks for reading.

Dom, DOAJ Operations Manager

Users of scholarly content rely upon long-term access to that content. Scholarly research is long-lived, and users need to be able to re-access content repeatedly.

One concern about digital scholarly journals is that they could disappear from the web, which would undermine scholars’ ability to access the materials that they need.

In response to this concern, several Preservation services are available. These services work somewhat differently, but they all aim to ensure the long-term availability of scholarly content on behalf of end-users. Prominent services are CLOCKSS and Portico in the US, Scholars Portal and the Public Knowledge Project Preservation Network (PKP PN) in Canada, and CINES in Europe. Publishers are welcome to participate in any or all of these services. And some national libraries also have archival collections.

In today’s environment, it is considered best-practice for a scholarly publisher to include its content in a preservation service. To receive the DOAJ Seal, journals must be included in a preservation system.

In this post, we will focus on CLOCKSS, with some reference to PKP PN, because those two services both use the LOCKSS technology, which is arguably at the high-end of the spectrum of preservation solutions.

LOCKSS Technology

LOCKSS stands for Lots of Copies Keep Stuff Safe. The technology was invented at the Stanford University Library about 20 years ago. It relies upon multiple copies of the digital content being hosted at geographically distributed nodes. The software (which is open source) includes a unique polling-and-repair mechanism. The multiple nodes are constantly exchanging information about the content that they hold. If one node reports a difference vs. the other nodes, that one node is out-voted by the other nodes, and the variant node’s piece of content is replaced by the correct content from one of the other nodes. In this way, the archive is “dark”, meaning that end-users do not access the content, but the technology ensures that the data is in good repair.

The CLOCKSS Archive

  • The C in CLOCKSS stands for Controlled. This is because CLOCKSS uses twelve servers located at blue-chip libraries around the world, all with first-rate infrastructure and security. CLOCKSS is a free-standing 501(c)(3) charitable non-profit organization, using the LOCKSS technology and working with the LOCKSS technical and operational teams at Stanford, to preserve scholarly content for the long-term. CLOCKSS is certified as a Trusted Digital Repository. In its Trustworthy Repositories Audit & Certification report by the Council for Research Libraries, CLOCKSS received the only perfect score for technology.
  • CLOCKSS includes many Open Access publishers. For example, 24 publishers using the open source OJS publishing system are preserved in CLOCKSS. In total, CLOCKSS is preserving over 20,000 journal titles, with over 30 million journal articles and 75,000 books, growing rapidly each year.
  • One unique aspect of CLOCKSS is that when content is “triggered” for access, CLOCKSS makes the content freely available to all, under a Creative Commons license, which is a sign of the commitment to the concept of Open Access. A “trigger” occurs if a journal has disappeared, or will soon disappear, from the web. To date CLOCKSS has triggered 53 journals.
  • CLOCKSS can access publishers’ journals in two different ways: by harvesting the content from the publishing platform; or by the publisher providing the content to CLOCKSS by FTP.
  • Another unique aspect of CLOCKSS is the governance structure. The Board of Directors is comprised half by libraries and half by publishers. The scholarly community itself is thus responsible for the policies and practices of CLOCKSS.
  • Publishers sign an Agreement with CLOCKSS, which governs rights and responsibilities. There is a small annual cost for participating in CLOCKSS. CLOCKSS is financially sustainable, which is an important element for a long-term preservation archive. 350 libraries around the world, as well as 250 publishers, contribute to CLOCKSS’s sustainability.

Public Knowledge Project Preservation Network (PKP PN)

  • The Public Knowledge Project is a multi-university initiative developing (free) open source software and conducting research to improve the quality and reach of scholarly publishing. PKP is based at Simon Fraser University in Canada, which is where the Open Journal Systems (OJS) software was originally developed.
  • The PKP Preservation Network is an additional capability that enables easy long-term preservation of journals using OJS version 2.4.8 or higher. PKP PN uses the LOCKSS preservation software.
  • There are currently 800 journals preserving their content in PKP PN.
  • There are no fees for participating in the PKP PN. A journal manager must agree to Terms of Use.

Conclusion

It is strongly recommended that scholarly journals and books should be preserved for the long-term in a preservation system. Content that is not preserved is at-risk of being lost. And publishers who do not contribute their content to a preservation system are at-risk of not being considered a serious publisher. The value of long-term preservation is well worth a small cost.

Craig Van Dyck
Executive Director, CLOCKSS Archive
cvandyck@clockss.org

News: OASPA to require DOAJ listing for single-journal publishers

OASPA_Logo.jpgDOAJ and OASPA have worked together for many years now, with our Founder and Managing Director, Lars Bjørnshauge, serving as an OASPA board member for the past 5 years.

Publisher applications to OASPA have been rapidly increasing, in particular from those publishing just one journal. Given the many similarities in the indexing criteria between DOAJ and OASPA, we have agreed that all single-journal publishers that apply to OASPA will now be referred to DOAJ if the journal is not already listed in the DOAJ database.

Both organisations feel that this change is in the best interests of single-journal applicants because indexing by DOAJ is the most effective way for these journals to increase their visibility, and this is often their stated reason for applying to join OASPA.

Once a journal is indexed by DOAJ, applicants that still wish to join OASPA should get back in touch with them. However, publishers should note that OASPA have some specific requirements that differ from ours, particularly with respect to
licensing. Approval by DOAJ will not automatically mean acceptance by OASPA.

Following the implementation of this new policy and other membership criteria introduced last year, OASPA will be working with any of their existing members who don’t now meet their criteria to encourage improvements and apply to have their journals listed in DOAJ.

For more information, please see the announcement by OASPA.

 

 

Russian scientific journals in the era of open access to knowledge: problems of adaptation

Our DOAJ Ambassador Dr. Natalia Gennadievna Popova has recently published a paper (in Russian) “Russian scientific journals in the era of open access to knowledge: problems of adaptation” or Российский научный журнал в эпоху открытого доступа к знаниям: проблемы адаптации. We are sharing this work with the wider DOAJ community, as we know that there is still lots to do in Russia in the open access arena (as our Ambassadors’ programme has shown) and this is covered in the paper.

Here is the paper’s abstract in English:

The advancement of open access to scientific knowledge has become a determining strategy in the sphere of scientific communication. Open access implies, along with a free access to full-text information online, the creation of a legal basis for the results of research to be used fairly by all interested bodies. The Directory of Open Access Journals, DOAJ, as well as other similar institutions, carries the mission of providing and guaranteeing the quality of open access. Russian journals are increasingly become part of this project, which is considered to be a positive trend. Currently, about 163 Russian titles are listed in DOAJ. However, some journals face difficulties in bringing their publication standards in compliance with the DOAJ quality criteria, which has become a reason for suspending 15 Russian titles from this esteemed international database. This article investigates the process of open access advancement in Russia, in particular, the implementation of international quality standards in the sphere of Russian scientific periodicals. Main DOAJ acceptance criteria are analyzed, as well as those problems that Russian titles experience adapting to them.

Read the full-text (in Russian).