Silver Sponsor Digital Science Answers Our Questions on Open Access Publishing and the DOAJ

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Jon Treadway, COO at Digital Science answers our questions.

-Your organisation has been supporting DOAJ for a few years now. Why is it important for Digital Science to support DOAJ?

The DOAJ is a crucial piece of infrastructure in the scholarly publishing industry. At Digital Science, since our inception 7 years ago we have looked to support and work in partnership with industry bodies rather than trying to reinvent or control them. Our relationship with DOAJ is one example of that approach, but one could equally point to our work with ORCID or VIVO.  We’ve also tried to set up broader initiatives that support players such as DOAJ, such as our GRID project or our collaboration on Blockchain for Peer Review.

-What is Digital Science doing to support Open Access development? Do you have any exciting projects underway?

The launch of Dimensions earlier this year was exciting, or at least we hope it was! Among many things, it is a research information system that offers researchers free access, without registration, to citation data. It integrates with the DOAJ, and so allows users to limit results only to those journals included in the database. Increased visibility for the DOAJ means increased visibility for Open Access journals and publishers, which can only be good for its development.

-What are your personal views on the future of Open Access publishing?

Open Access has established its credibility, its viability and its ability to achieve the goal of making research more accessible to millions of researchers. The biggest challenge may be the erroneous belief that Open Access makes it unaffordable for researchers in less wealthy institutions or developing nations to publish, that financial barriers to access are being removed only to be replaced by financial barriers to publication. Open Access is a broad church, with a wide variety of publishing options.

-What do you think that the scholarly community could do to better support the continued development of the Open Access movement in the near future?

This is not a new answer, but the more the community can move away from overly simplistic measures of impact, the more researchers will feel able to choose where to publish based on other factors, like price or quality of service or accessibility. I think that there will to be further shifts in library budgets to allow explore a wider range of models. I also think that there is still a basic culture change that needs to take place in the field.  Many academics (especially in arts and humanities) don’t yet see the value of open access and find it challenging.

-Much has been said recently about whether open access is succeeding or failing, particularly in terms of the original vision laid out by the Budapest Open Access Initiative in 2002. Do you think that open access has fallen short of this vision, or has it surpassed expectations?

Paradoxically, I think it has fallen short of the vision but has exceeded expectations. Cultural change takes a long time, and even longer time in academia and academic publishing. In that context, the progress of the Open Access movement over the last 15 years has been nothing short of stunning. It is easy to overlook that.

The Long-Term Preservation of Open Access Journals

The long term preservation of open access journals is one of the 7 criteria for the DOAJ Seal because DOAJ believes that it is an extremely important business process which a publisher of academic content should commit to. This couldn’t be more applicable than in the Global South where financial support and rigorous standards around journal publishing aren’t always available and, sadly, journals tend to just disappear from the Internet without warning. This is a huge problem for the academic footprint of the Global South, not to mention the hundreds of authors whose published papers just aren’t online any more and cannot be retrieved or ever cited.

When DOAJ established its criteria for the Seal in 2014, we were conscious that anything with a cost associated with it effectively put up a barrier to those low income or financially unstable journals to getting the Seal. DOAJ is committed to smooth that path as much as possible. In 2013, DOAJ announced a working agreement with CLOCKSS, one of the archives included on our application form, to seek out funding for a joint project which would get as many of DOAJ’s long-tail of single journals archived and preserved as possible. Unfortunately, those plans didn’t come to fruition and since then, the archiving and digital preservation landscape has changed somewhat.

What remains to be done is clear however: we must help ALL journals get into an archiving and digital preservation program and therefore I am delighted to welcome this guest post by Craig Van Dyck, the Executive Director of the CLOCKSS Archive.

Thanks for reading.

Dom, DOAJ Operations Manager


Users of scholarly content rely upon long-term access to that content. Scholarly research is long-lived, and users need to be able to re-access content repeatedly.

One concern about digital scholarly journals is that they could disappear from the web, which would undermine scholars’ ability to access the materials that they need.

In response to this concern, several Preservation services are available. These services work somewhat differently, but they all aim to ensure the long-term availability of scholarly content on behalf of end-users. Prominent services are CLOCKSS and Portico in the US, Scholars Portal and the Public Knowledge Project Preservation Network (PKP PN) in Canada, and CINES in Europe. Publishers are welcome to participate in any or all of these services. And some national libraries also have archival collections.

In today’s environment, it is considered best-practice for a scholarly publisher to include its content in a preservation service. To receive the DOAJ Seal, journals must be included in a preservation system.

In this post, we will focus on CLOCKSS, with some reference to PKP PN, because those two services both use the LOCKSS technology, which is arguably at the high-end of the spectrum of preservation solutions.

LOCKSS Technology

LOCKSS stands for Lots of Copies Keep Stuff Safe. The technology was invented at the Stanford University Library about 20 years ago. It relies upon multiple copies of the digital content being hosted at geographically distributed nodes. The software (which is open source) includes a unique polling-and-repair mechanism. The multiple nodes are constantly exchanging information about the content that they hold. If one node reports a difference vs. the other nodes, that one node is out-voted by the other nodes, and the variant node’s piece of content is replaced by the correct content from one of the other nodes. In this way, the archive is “dark”, meaning that end-users do not access the content, but the technology ensures that the data is in good repair.

The CLOCKSS Archive

  • The C in CLOCKSS stands for Controlled. This is because CLOCKSS uses twelve servers located at blue-chip libraries around the world, all with first-rate infrastructure and security. CLOCKSS is a free-standing 501(c)(3) charitable non-profit organization, using the LOCKSS technology and working with the LOCKSS technical and operational teams at Stanford, to preserve scholarly content for the long-term. CLOCKSS is certified as a Trusted Digital Repository. In its Trustworthy Repositories Audit & Certification report by the Council for Research Libraries, CLOCKSS received the only perfect score for technology.
  • CLOCKSS includes many Open Access publishers. For example, 24 publishers using the open source OJS publishing system are preserved in CLOCKSS. In total, CLOCKSS is preserving over 20,000 journal titles, with over 30 million journal articles and 75,000 books, growing rapidly each year.
  • One unique aspect of CLOCKSS is that when content is “triggered” for access, CLOCKSS makes the content freely available to all, under a Creative Commons license, which is a sign of the commitment to the concept of Open Access. A “trigger” occurs if a journal has disappeared, or will soon disappear, from the web. To date CLOCKSS has triggered 53 journals.
  • CLOCKSS can access publishers’ journals in two different ways: by harvesting the content from the publishing platform; or by the publisher providing the content to CLOCKSS by FTP.
  • Another unique aspect of CLOCKSS is the governance structure. The Board of Directors is comprised half by libraries and half by publishers. The scholarly community itself is thus responsible for the policies and practices of CLOCKSS.
  • Publishers sign an Agreement with CLOCKSS, which governs rights and responsibilities. There is a small annual cost for participating in CLOCKSS. CLOCKSS is financially sustainable, which is an important element for a long-term preservation archive. 350 libraries around the world, as well as 250 publishers, contribute to CLOCKSS’s sustainability.

Public Knowledge Project Preservation Network (PKP PN)

  • The Public Knowledge Project is a multi-university initiative developing (free) open source software and conducting research to improve the quality and reach of scholarly publishing. PKP is based at Simon Fraser University in Canada, which is where the Open Journal Systems (OJS) software was originally developed.
  • The PKP Preservation Network is an additional capability that enables easy long-term preservation of journals using OJS version 2.4.8 or higher. PKP PN uses the LOCKSS preservation software.
  • There are currently 800 journals preserving their content in PKP PN.
  • There are no fees for participating in the PKP PN. A journal manager must agree to Terms of Use.

Conclusion

It is strongly recommended that scholarly journals and books should be preserved for the long-term in a preservation system. Content that is not preserved is at-risk of being lost. And publishers who do not contribute their content to a preservation system are at-risk of not being considered a serious publisher. The value of long-term preservation is well worth a small cost.

Craig Van Dyck
Executive Director, CLOCKSS Archive
cvandyck@clockss.org

The 10 Principles of Plan S

The welcome announcement last week from Marc Schiltz‘s Science Europe about cOAlition S and the publication of The 10 Principles of Plan S was well received at DOAJ Headquarters. The key principle of Plan S is:

“After 1 January 2020 scientific publications on the results from research funded by public grants provided by national and European research councils and funding bodies, must be published in compliant Open Access Journals or on compliant Open Access Platforms.”

The document continues to outline important factors surrounding the desired model of open access and this model sometimes follows closely DOAJ’s preferred model for open access:

  1. Authors will retain copyright.
  2. Content will be published under an open license which fulfils the requirements defined by the Berlin Declaration.
  3. All scientists should be able to publish Open Access even if they have limited means.
  4. Publications fees should be standardised or capped.
  5. The hybrid model of publishing is not compliant with the principles.

DOAJ is pleased to see these principles so in line with the DOAJ criteria.

Lars Bjørnshauge, DOAJ Founder and Managing Director, said: ‘While we should remember that these principles only cover Europe and focus on science and that they may not be applicable on all continents or to the humanities, they will hopefully have a positive impact. Their announcement is timely and they are a welcome move in the right direction. DOAJ is proud to support their implementation.’

Global Sustainability Coalition for Open Science (SCOSS) hits half-million Euro funding mark

Thanks to dozens of quick-acting universities and institutions in Australia, Europe & North America, a new effort to secure Open Science infrastructure is off to a strong start. More than 680 000 Euros have been pledged to support DOAJ and SHERPA/RoMEO already.

In a press release issued by SPARC Europe on 14th August 2018, Vannessa Proudman, Director of SPARC Europe, said:

“This being a new concept, we are very encouraged by the response of the community at this point. We’re taking this as an early indication that we will, in time, reach our full three-year funding goals for both the DOAJ and SHERPA/RoMEO, two truly vital services. But for this to happen, we will need to continue to see growth in support; far more institutions committing to funding.”

Lars Bjørnshauge, Managing Director and Founder of DOAJ, said: “We are very pleased to see that many of the long standing members of DOAJ have decided to increase their financial support, based on the fees recommended by SCOSS and for the next three years. We are looking forward to welcoming even more members and support shortly. We will do our very best to live up to the ever-changing expectations from the community.”

And “the ever-changing expectations from the community” are, in a nutshell, why SCOSS and sustainable funding models are so important to DOAJ, SHERPA/RoMEO and open access in general. Open access is still a relatively young publishing model and is growing rapidly. New markets are opening up to open access publishing, each of them bringing new challenges with them, and technology is creating new opportunities and functionality in publishing. DOAJ must remain at the forefront of these developments and that means having a stable financial foundation upon which work can continue.

If you’d like to know more about SCOSS please go to http://scoss.org/ and if you would like to make a financial contribution using the SCOSS model, or indeed, any amount at all, please contact Lars: lars@doaj.org.

 

UPDATE: DOAJ’s site performance issues have now been solved

We are happy to inform that our site is now back to normal and our services have resumed. We are still working on a long-term stability strategy and we will be able to update you on that and also provide a more detailed explanation of our issues soon. Thank you again for your patience over the last few weeks.

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We deeply regret the current problems with the DOAJ site.  After much investigation and active measures, we can state that the DOAJ is effectively under attack from an unknown third party.

We have deployed a number of counter-measures to halt this attack, but with limited success, and are therefore forced to take even more extreme measures to attempt to mitigate this.  We hope that this will work but we cannot predict the outcome at this stage.

The DOAJ team would like to apologise for the intermittent service and to let you know we are doing our best to go back to normal operations.

News: OASPA to require DOAJ listing for single-journal publishers

OASPA_Logo.jpgDOAJ and OASPA have worked together for many years now, with our Founder and Managing Director, Lars Bjørnshauge, serving as an OASPA board member for the past 5 years.

Publisher applications to OASPA have been rapidly increasing, in particular from those publishing just one journal. Given the many similarities in the indexing criteria between DOAJ and OASPA, we have agreed that all single-journal publishers that apply to OASPA will now be referred to DOAJ if the journal is not already listed in the DOAJ database.

Both organisations feel that this change is in the best interests of single-journal applicants because indexing by DOAJ is the most effective way for these journals to increase their visibility, and this is often their stated reason for applying to join OASPA.

Once a journal is indexed by DOAJ, applicants that still wish to join OASPA should get back in touch with them. However, publishers should note that OASPA have some specific requirements that differ from ours, particularly with respect to
licensing. Approval by DOAJ will not automatically mean acceptance by OASPA.

Following the implementation of this new policy and other membership criteria introduced last year, OASPA will be working with any of their existing members who don’t now meet their criteria to encourage improvements and apply to have their journals listed in DOAJ.

For more information, please see the announcement by OASPA.

 

 

Silver Sponsor Federation of Finnish Learned Societies answers our questions on Open Access publishing and DOAJ.

Janne Pölönen, Head Of Planning at the Federation of Finnish Learned Societies answers our questions.

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– Your organisation has been supporting DOAJ for some years now. Why is it important for the Federation of Finnish Learned Societies to support DOAJ?

Federation of Finnish Learned Societies (TSV) produces a Publication Forum rating of academic/scholarly journals and book publishers that supports the performance-based research funding system (PRFS) for allocating part of block funding annually to universities. Similar model, in which the research community – rather than the Journal Impact Factor – is entrusted the rating of outlets, is used for example in Norway and Denmark. The Nordic countries collaborate with support from Nordforsk to create The Nordic list, a common Nordic registry of publication channels. In 2017, TSV and other partners of the Nordic collaboration group agreed to support DOAJ as a trusted international source of whitelisted Open Access journals. In each country, information from DOAJ is supplied to experts to help them identify reliable peer-reviewed outlets.

– What is the Federation of Finnish Learned Societies doing to support that development? Do you have any exciting projects underway?

Especially in the social sciences and humanities (SSH), large share of research is published in national languages and in books. Therefore, important part of the success of OA depends on national solutions and developments. In Finland, learned societies are major publishers of academic/scholarly journals and books. TSV plays a key role in facilitating the transition of the societies’ publishing activities to OA. This includes operating the Open Journal System (OJS) service for the learned societies and launching, in 2017, the Journal.fi portal to OA journals in Finland. An open access plan is required from learned societies to be eligible for the state subsidies that TSV allocates to journals and books series, and a consortium-based funding-model for those transitioning to OA is being sought in collaboration with the National Library. TSV also provides the Finnish scholarly publishers a Label for peer-reviewed publications to promote high standards and transparency of peer-review practices. The Publication Forum list of journals and book publishers helps to disseminate information about open access status and self-archiving policies based on DOAJ and Sherpa/Romeo. Open Access publishing is part of the Open Science agenda, of which TSV is set to become the national coordination body in Finland.

– Much has been said recently about whether open access is succeeding or failing, particularly in terms of the original vision laid out by the Budapest Open Access Initiative in 2002. Do you think that open access has fallen short of this vision, or has it surpassed expectations? What are your personal views on the future of Open Access publishing?

The Budapest Open Access Initiative (BOAI) has admirably set out the ideal that we should have both free access and unrestricted use of research publications. The transition to OA requires the continued will and effort, both at international and national level, of policy-makers, leaders, administrators, librarians, and researchers advocating OA. This movement is making it increasingly difficult for publishers not to facilitate open access with reasonable cost and embargo. The transition is perhaps not happening as fast as we hope because there are many stakeholders, interests, and traditions involved in academic/scholarly publishing. For the same reason, open availability of research publications continues to take place in many forms, some of which fall short of the BOAI ideals. We will be getting free access without unrestricted use and free access delayed with embargoes – these are needed to help the transition. The environment for the development of OA has become more and more complex, for example with the emergence of academic social networks that have increased the ambiguity among the research community over what is OA and what is not. Nevertheless, as many studies show, there has been a global growth in the share of research publications that are openly available to everyone on the internet and it is fair to expect this growth to continue.

– What do you think that the scholarly community could do to better support the continued development of the Open Access movement in the near future?

Most attention has been paid to journal publishing but also open access to peer-reviewed monographs and book chapters need to be facilitated. Researchers can increase their awareness of reliable OA publishing options and make the effort to archive their publications to an OA repository whenever the journal or book publisher permits self-archiving. Institutions should facilitate archiving and identification of OA policies. More studies are needed to show and communicate the added value of open access to research and society. Researchers can also be encouraged to choose channels that either are open access or allow self-archiving with reasonable embargo, and scholarly publishers of journals and books can be encouraged to increasingly develop and offer viable OA options. This will require the development of institutional, national and international OA policies, evaluation practices and infrastuctures. European Commission has already set a strong agenda including rewards and Incentives, indicators and next-generation metrics, future of scholarly communication, European Open Science Cloud, FAIR Data, research integrity, skills and education and citizen science. The next challenge is for all the relevant stakeholders in EU countries to work out how this agenda is best adapted to national and local contexts and cultures to advance open access and open science.

 

 

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