Frédéric Villiéras, vice-provost for research at Université de Lorraine says: “We are delighted to strengthen our support to the DOAJ. This choice is in line with other financial supports towards open platforms that were decided earlier this year. We are fully committed to supporting open science infrastructures such as the DOAJ and we hope that other french research institutions and libraries will follow. “
El DOAJ recibe regularmente preguntas y, a veces, quejas de bibliotecas, consorcios de bibliotecas y otras instituciones académicas sobre el papel que desempeñan en el DOAJ las editoriales académicas tradicionales. Un error común es que el DOAJ es propiedad de estas organizaciones, o está totalmente subvencionado por ellas, y que el DOAJ sólo beneficia a estas organizaciones. Si usted mirara la página de inicio del DOAJ hace dos años, podríamos entender esta suposición: casi todos nuestros patrocinadores eran editoriales y estaban en nuestra página de inicio. Parecía que el DOAJ era propiedad de estas editoriales.
(Evitar esa idea errónea es también la razón por la cual el DOAJ es muy cuidadoso sobre con quién se asocia). Las organizaciones con las que nos asociamos deben compartir los mismos valores que el DOAJ, tener la misma visión y al menos tener la intención de proporcionar servicios a la comunidad. El DOAJ se enorgullece de asociarse con organizaciones como Redalyc, SciELO, ISSN y COPE.
La suposición de que el DOAJ es propiedad de las editoriales o está totalmente subvencionado por ellas es, por supuesto, incorrecta. Las editoriales desempeñan un importante papel financiero en el apoyo de los servicios que el DOAJ proporciona a todas las partes interesadas. Algunas editoriales nos donan un patrocinio anual; algunas de ellas son miembros de DOAJ como editorial. Estas contribuciones permiten al DOAJ proporcionar servicios continuos, y mejoras a estos servicios. En 2017, las contribuciones de las editoriales representaban el 40% de los ingresos, mientras que las contribuciones de las instituciones del sector público representaban el resto (60%). En 2018, los ingresos de las instituciones del sector público representarán el 70%. Todas las contribuciones al DOAJ son voluntarias; todos los servicios proporcionados por el DOAJ, incluyendo la evaluación de revistas, son gratuitos.
El DOAJ es útil para bibliotecarios, para editores, para investigadores, para estudiantes, para propietarios de revistas, para todos. Más del 50% de nuestro consejo asesor proviene de la comunidad de bibliotecas y consorcios. El DOAJ es global y no está atado a fronteras geográficas. Somos una organización virtual que emplea a personas de todo el mundo y que cuenta con nuestros propios embajadores que fomentan las mejores prácticas en sus territorios de origen. El DOAJ es 100% independiente. El DOAJ es 100% imparcial. La compañía holding del DOAJ, IS4OA C.I.C., está registrada de una manera que hace imposible que el DOAJ sea comprado, adquirido o vendido.
La imparcialidad juega un papel importante en el progreso que el DOAJ ha hecho en los últimos 5 años y el equipo del DOAJ trabaja duro para asegurar que la imparcialidad sea lo más importante en todo lo que hacemos. Esta es una de las razones por las que el DOAJ se adhiere y alienta a otros a adherirse a la transparencia y las buenas prácticas; mejores prácticas que se desarrollan, adoptan y reconocen a nivel internacional. También reconocemos que la aplicación de estas normas y el funcionamiento dentro de ellas puede ser un reto, por lo que tenemos que mantener cierta flexibilidad. Un buen ejemplo sería la concesión de licencias.
A veces nos preguntan: ¿por qué el DOAJ acepta las licencias más restrictivas cuando la definción BOAI (definición a la que el DOAJ se adhiere como uno de sus principios) es muy clara sobre lo que significa “abierto”?
Cuando el DOAJ elaboró su formulario de solicitud ampliado en 2013, vimos muy claro que el DOAJ tenía que aceptar las 6 variaciones de las licencias CCBY, con sus distintos grados de apertura para asegurarnos que el mayor número posible de revistas pudieran solicitar el ingreso en el DOAJ. Al usuario típico del DOAJ se le deben presentar opciones y se le debe permitir tomar una decisión informada basada en la información que mostramos sobre las políticas de licencias y derechos de autor de una revista.
Sin embargo, el DOAJ considera el uso de las licencias CC, en particular el uso de las licencias más abiertas, como una de las mejores prácticas y las promueve como uno de los criterios para el Sello DOAJ.
En 2017 el DOAJ fue el noveno en una lista mundial de plataformas que apoyan el uso de licencias Creative Commons. Creemos que esto es el resultado directo de nuestra preferencia por las licencias CC y la influencia del Sello DOAJ.
Para que una iniciativa como el DOAJ funcione, debe seguir siendo lo más relevante posible en todo el mundo. Debe seguir siendo imparcial e independiente.
This is the fourth post in a series, by our Editor-in-Chief Tom Olijhoek, which focusses on the details of copyright and licensing, how they are applied to works and which options and best practices DOAJ recommends. You can read all 4 installments in this series here. We also have a help page dedicated to Copyright and Licensing.
In open access publishing, copyright and licensing issues are often not well understood by many and are not clearly described on journal websites. Some publishers we speak to think that they have to pay a fee to establish Creative Commons licensing on their site. Just as DOAJ is a free service, Creative Commons licenses from CreativeCommons.org are also free.
At DOAJ we require open access publishers to use licenses for publications, and we recommend Creative Commons licenses as the best practice because these are free licenses tailor-made to meet the needs of open access. Publishers are also allowed to describe their own licenses as long as these comply and match Creative Commons licensing terms.
We recommend that publishers leave the copyright with the authors. Although this is not a requirement for inclusion in DOAJ nor for using Creative commons licenses, we think that authors should retain their rights, including their copyright for their work. Copyright is part of the larger framework of intellectual property rights that encompasses publishing rights, reproduction in the form of video or audio, patents trademark, research data and more.
All Rights Reserved
A number of publishers use the term ALL RIGHTS RESERVED incorrectly in the context of open access publishing and often in direct opposition to the “open access” state of the content. The us of this term is always wrong in the setting of open access because some rights will always be shared depending on the open access license used.
Copyright Retained by the Author
If authors retain the copyright of their work and publish open access then they can claim copyright and full intellectual property rights with some rights reserved. Under these conditions publishers can then claim rights of first publication and this does not conflict with the copyright remaining with the authors.
For instance, when you publish using CC-BY-NC and retain your copyright, you also reserve the commercial rights exclusively for yourself, unless you sign an agreement with a publisher that transfers commercial rights (some rights reserved).
Copyright Retained by the Author but Author rights restrained
Sometimes publishers seem to think that open access licensing conditions apply only to readers and not to authors. This is wrong. Consider the following case:
|The copyright is retained by the author but [publisher]
‘allows authors the use of the final published version of an article (publisher pdf) for self-archiving (author’s personal website) and/or archiving in an institutional repository (on a non-profit server) after an embargo period of 12 months after publication.The published source must be acknowledged and a link to the journal home page or article’s DOI must be set. The author MAY NOT self-archive the articles in public and/or commercial subject based repositories.’
According to the website of the publisher, for works published under a CC BY-NC-ND license:‘users can read, copy and distribute the work in any medium or format for non-commercial purposes, provided the authors and the journal/book are appropriately credited. Under this license, users are not allowed to remix, transform or build upon the published material.’
The policy on author archiving from this publisher is clearly in conflict both with the licensing conditions and with the copyright policy. Even without the embargo clause this policy is wrong, especially since authors who retain the copyright are not bound by the conditions of the license at all: they can do whatever they want with their work (unless they have transferred their commercial rights to the publisher which is not the case here.)
Copyright Transferred to the Publisher
If on the other hand the copyright is transferred to the publisher, the publisher can claim copyright but never ALL RIGHTS RESERVED since all the other (intellectual property) rights remain with the author.
Sometimes the publishers will put a copyright clause in the website, with the intention that this means they claim copyright for the layout and design of the site. This is OK as long as the copyright clause explains this. If site simply states ‘Copyright Society of Physical Sciences’, or something similar, this is not acceptable as it is unclear what the copyright statement applies to.
Copyright Transfer Agreement in conflict with Open Access
In some cases publisher use a copyright transfer agreement that conflicts with open access licensing.
For instance let us regard this case where a CC BY-NC license is used on a site:
|‘‘ [you] hereby transfer your copyright to us (the publisher). In particular, this means that you grant us the exclusive right, for the full term of copyright and any renewals/extensions thereof, both to reproduce and distribute your article (including the abstract) ourselves throughout the world in printed, electronic or any other medium”|
There is clearly a conflict here since all users under a Creative Commons License have the right to reproduce, distribute etc, so the right of the publishers cannot be exclusive or all rights reserved. The transfer agreement should be corrected by replacing ‘exclusive right’ with ‘non-exclusive right.
Commercial Rights Transferred to the Publisher
If only commercial rights are transferred to the publisher, the author retains (part of) the copyright in addition to all other intellectual property rights. In this case the publisher cannot claim copyright or ‘all rights reserved.’
|‘Authors sign an exclusive license agreement, where authors have copyright but license exclusive rights in their article to the publisher**.
**This includes the right for the publisher to make and authorize commercial use,…
In this particular case, the journal also had a copyright statement that stated that all rights were reserved in the publisher’s favour.
This post is by no means complete The different examples shown are just a number of often encountered cases where copyright and licensing conditions do not match. Other cases with less obvious inconsistencies undoubtedly exist. We invite the reader of this blog post to alert us to such cases.
We are very glad to announce the launch of a series of educational videos. This first playlist is an introductory course created by the DOAJ Team itself to assist publishers, librarians, researchers and authors understand those standards and what an entry in DOAJ means.
Our goal is to continue developing our YouTube channel in order to create a comprehensive educational programme. Stay tuned and let us know your preferred topics!
Jon Treadway, COO at Digital Science answers our questions.
-Your organisation has been supporting DOAJ for a few years now. Why is it important for Digital Science to support DOAJ?
The DOAJ is a crucial piece of infrastructure in the scholarly publishing industry. At Digital Science, since our inception 7 years ago we have looked to support and work in partnership with industry bodies rather than trying to reinvent or control them. Our relationship with DOAJ is one example of that approach, but one could equally point to our work with ORCID or VIVO. We’ve also tried to set up broader initiatives that support players such as DOAJ, such as our GRID project or our collaboration on Blockchain for Peer Review.
-What is Digital Science doing to support Open Access development? Do you have any exciting projects underway?
The launch of Dimensions earlier this year was exciting, or at least we hope it was! Among many things, it is a research information system that offers researchers free access, without registration, to citation data. It integrates with the DOAJ, and so allows users to limit results only to those journals included in the database. Increased visibility for the DOAJ means increased visibility for Open Access journals and publishers, which can only be good for its development.
-What are your personal views on the future of Open Access publishing?
Open Access has established its credibility, its viability and its ability to achieve the goal of making research more accessible to millions of researchers. The biggest challenge may be the erroneous belief that Open Access makes it unaffordable for researchers in less wealthy institutions or developing nations to publish, that financial barriers to access are being removed only to be replaced by financial barriers to publication. Open Access is a broad church, with a wide variety of publishing options.
-What do you think that the scholarly community could do to better support the continued development of the Open Access movement in the near future?
This is not a new answer, but the more the community can move away from overly simplistic measures of impact, the more researchers will feel able to choose where to publish based on other factors, like price or quality of service or accessibility. I think that there will to be further shifts in library budgets to allow explore a wider range of models. I also think that there is still a basic culture change that needs to take place in the field. Many academics (especially in arts and humanities) don’t yet see the value of open access and find it challenging.
-Much has been said recently about whether open access is succeeding or failing, particularly in terms of the original vision laid out by the Budapest Open Access Initiative in 2002. Do you think that open access has fallen short of this vision, or has it surpassed expectations?
Paradoxically, I think it has fallen short of the vision but has exceeded expectations. Cultural change takes a long time, and even longer time in academia and academic publishing. In that context, the progress of the Open Access movement over the last 15 years has been nothing short of stunning. It is easy to overlook that.
Janne Pölönen, Head Of Planning at the Federation of Finnish Learned Societies answers our questions.
– Your organisation has been supporting DOAJ for some years now. Why is it important for the Federation of Finnish Learned Societies to support DOAJ?
Federation of Finnish Learned Societies (TSV) produces a Publication Forum rating of academic/scholarly journals and book publishers that supports the performance-based research funding system (PRFS) for allocating part of block funding annually to universities. Similar model, in which the research community – rather than the Journal Impact Factor – is entrusted the rating of outlets, is used for example in Norway and Denmark. The Nordic countries collaborate with support from Nordforsk to create The Nordic list, a common Nordic registry of publication channels. In 2017, TSV and other partners of the Nordic collaboration group agreed to support DOAJ as a trusted international source of whitelisted Open Access journals. In each country, information from DOAJ is supplied to experts to help them identify reliable peer-reviewed outlets.
– What is the Federation of Finnish Learned Societies doing to support that development? Do you have any exciting projects underway?
Especially in the social sciences and humanities (SSH), large share of research is published in national languages and in books. Therefore, important part of the success of OA depends on national solutions and developments. In Finland, learned societies are major publishers of academic/scholarly journals and books. TSV plays a key role in facilitating the transition of the societies’ publishing activities to OA. This includes operating the Open Journal System (OJS) service for the learned societies and launching, in 2017, the Journal.fi portal to OA journals in Finland. An open access plan is required from learned societies to be eligible for the state subsidies that TSV allocates to journals and books series, and a consortium-based funding-model for those transitioning to OA is being sought in collaboration with the National Library. TSV also provides the Finnish scholarly publishers a Label for peer-reviewed publications to promote high standards and transparency of peer-review practices. The Publication Forum list of journals and book publishers helps to disseminate information about open access status and self-archiving policies based on DOAJ and Sherpa/Romeo. Open Access publishing is part of the Open Science agenda, of which TSV is set to become the national coordination body in Finland.
– Much has been said recently about whether open access is succeeding or failing, particularly in terms of the original vision laid out by the Budapest Open Access Initiative in 2002. Do you think that open access has fallen short of this vision, or has it surpassed expectations? What are your personal views on the future of Open Access publishing?
The Budapest Open Access Initiative (BOAI) has admirably set out the ideal that we should have both free access and unrestricted use of research publications. The transition to OA requires the continued will and effort, both at international and national level, of policy-makers, leaders, administrators, librarians, and researchers advocating OA. This movement is making it increasingly difficult for publishers not to facilitate open access with reasonable cost and embargo. The transition is perhaps not happening as fast as we hope because there are many stakeholders, interests, and traditions involved in academic/scholarly publishing. For the same reason, open availability of research publications continues to take place in many forms, some of which fall short of the BOAI ideals. We will be getting free access without unrestricted use and free access delayed with embargoes – these are needed to help the transition. The environment for the development of OA has become more and more complex, for example with the emergence of academic social networks that have increased the ambiguity among the research community over what is OA and what is not. Nevertheless, as many studies show, there has been a global growth in the share of research publications that are openly available to everyone on the internet and it is fair to expect this growth to continue.
– What do you think that the scholarly community could do to better support the continued development of the Open Access movement in the near future?
Most attention has been paid to journal publishing but also open access to peer-reviewed monographs and book chapters need to be facilitated. Researchers can increase their awareness of reliable OA publishing options and make the effort to archive their publications to an OA repository whenever the journal or book publisher permits self-archiving. Institutions should facilitate archiving and identification of OA policies. More studies are needed to show and communicate the added value of open access to research and society. Researchers can also be encouraged to choose channels that either are open access or allow self-archiving with reasonable embargo, and scholarly publishers of journals and books can be encouraged to increasingly develop and offer viable OA options. This will require the development of institutional, national and international OA policies, evaluation practices and infrastuctures. European Commission has already set a strong agenda including rewards and Incentives, indicators and next-generation metrics, future of scholarly communication, European Open Science Cloud, FAIR Data, research integrity, skills and education and citizen science. The next challenge is for all the relevant stakeholders in EU countries to work out how this agenda is best adapted to national and local contexts and cultures to advance open access and open science.